Filing Details
- Accession Number:
- 0000899243-15-004075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-26 18:29:51
- Reporting Period:
- 2015-08-26
- Filing Date:
- 2015-08-26
- Accepted Time:
- 2015-08-26 18:29:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1470981 | Henry Ji | C/O Sorrento Therapeutics, Inc. 9380 Judicial Drive San Diego CA 92121 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Srne 35 March 2016 Call Options | Acquisiton | 2015-08-26 | 497 | $0.95 | 497 | No | 4 | P | Direct | |
| Srne 35 March 2016 Call Options | Acquisiton | 2015-08-26 | 3 | $0.50 | 500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
