Filing Details
- Accession Number:
- 0001612849-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-26 10:49:09
- Reporting Period:
- 2015-08-25
- Filing Date:
- 2015-08-26
- Accepted Time:
- 2015-08-26 10:49:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1612849 | Brett Wilson | 1250 53Rd Street, Suite 2 Emeryville CA 94608 | President, Ceo & Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-25 | 1,000 | $10.47 | 1,457,250 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 16,500 | Indirect | by Child A |
Common Stock | 16,500 | Indirect | by Child B |
Common Stock | 16,500 | Indirect | by Child C |
Common Stock | 250 | Indirect | by Niece |
Common Stock | 250 | Indirect | by Nephew |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.468 to $10.469, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).
- The Reporting Person's purchase of the Issuer's common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 1,000 shares, with the Reporting Person's sale of 1,000 shares of the Issuer's common stock at a price of $14.9231 per share on June 16, 2015. The Reporting Person has made arrangements with the Issuer to disgorge to the Issuer, upon settlement of the sale, $4,455.00 representing the full amount of the profit realized in connection with the short-swing transaction.