Filing Details
- Accession Number:
- 0000899243-15-004013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-26 06:05:11
- Reporting Period:
- 2015-08-24
- Filing Date:
- 2015-08-26
- Accepted Time:
- 2015-08-26 06:05:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1504619 | Pennantpark Floating Rate Capital Ltd. | PFLT | () | 273794690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1118957 | L Samuel Katz | C/O Pennantpark Floating Rate Cap. Ltd. 590 Madison Avenue 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-24 | 10,000 | $12.10 | 69,500 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-24 | 2,518 | $12.00 | 72,018 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 300 | Indirect | Held by Various related trusts |
Billionaire Hedge Funds
