Filing Details
- Accession Number:
- 0001214659-15-006302
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-08-25 17:36:36
- Reporting Period:
- 2015-08-19
- Filing Date:
- 2015-08-25
- Accepted Time:
- 2015-08-25 17:36:36
- Original Submission Date:
- 2015-08-21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387713 | Neulion Inc. | NLN | Cable & Other Pay Television Services (4841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1632638 | Richard James Hale | 23332 Mill Creek Dr., Suite 155 Laguna Hills CA 92653 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-19 | 29,000 | $0.47 | 29,000 | No | 4 | P | Indirect | By Parallax Capital Fund, LP |
Common Stock | Acquisiton | 2015-08-20 | 121,500 | $0.54 | 150,500 | No | 4 | P | Indirect | By Parallax Capital Fund, LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Parallax Capital Fund, LP |
No | 4 | P | Indirect | By Parallax Capital Fund, LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,465 | Direct | |
Common Stock | 61,731,172 | Indirect | By PCF 1, LLC |
Footnotes
- Multiple same-way open market purchases effected on the same day within a one-dollar price range are reported on this line. The figure in the price column is the weighted average purchase price for these transactions. These trades were executed on the OTCBB, and the purchase price per share for each trade was between $0.5370 and $0.5683. The reporting person undertakes to provide, upon request by the Commission staff, NeuLion, Inc., or a security holder of NeuLion, Inc., full information regarding the number of shares purchased at each separate price.
- The Reporting Person is the managing member of Parallax Holdings, LLC, which is the general partner of Parallax Capital, L.P., which is the general partner of Parallax Capital Fund, L.P., which is a limited liability company member of PCF 1, LLC. The Reporting Person may be deemed to be the indirect beneficial owner of the reported securities by virtue of his indirect control of Parallax Capital Fund, LP and PCF 1, LLC. The Reporting Person disclaims beneficial ownership of the reported securities to the extent such beneficial ownership exceeds his pecuniary interests therein.