Filing Details

Accession Number:
0000899243-15-003989
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-25 17:28:11
Reporting Period:
2015-08-24
Filing Date:
2015-08-25
Accepted Time:
2015-08-25 17:28:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1331520 Home Bancshares Inc HOMB State Commercial Banks (6022) 710682831
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1365252 Jack Engelkes P.o. Box 966
Conway AR 72033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-24 5,000 $38.00 62,092 No 4 P Direct
Common Stock Acquisiton 2015-08-25 1,000 $37.05 3,104 No 4 P Indirect Held in Simple IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Held in Simple IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - Restricted 1,666 Direct
Common Stock 96,080 Indirect Owned solely by wife
Common Stock 22,360 Indirect Custodian for daughters
Common Stock 200 Indirect Held in wife's IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $34.25 2025-04-15 10,000 10,000 Direct
Common Stock Stock Option $4.21 2007-12-31 2017-12-31 712 712 Direct
Common Stock Stock Option $4.92 1,425 1,425 Direct
Common Stock Stock Option $5.33 2,851 2,851 Direct
Common Stock Stock Option $8.60 2018-01-09 2,376 2,376 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-04-15 10,000 10,000 Direct
2017-12-31 712 712 Direct
1,425 1,425 Direct
2,851 2,851 Direct
2018-01-09 2,376 2,376 Direct
Footnotes
  1. Includes 131.686 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  2. Includes 7.623 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  3. Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
  4. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
  5. Includes 24.027 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
  6. The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
  7. 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
  8. 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
  9. The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.