Filing Details
- Accession Number:
- 0000899243-15-003989
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-25 17:28:11
- Reporting Period:
- 2015-08-24
- Filing Date:
- 2015-08-25
- Accepted Time:
- 2015-08-25 17:28:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331520 | Home Bancshares Inc | HOMB | State Commercial Banks (6022) | 710682831 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1365252 | Jack Engelkes | P.o. Box 966 Conway AR 72033 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-24 | 5,000 | $38.00 | 62,092 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-25 | 1,000 | $37.05 | 3,104 | No | 4 | P | Indirect | Held in Simple IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Held in Simple IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted | 1,666 | Direct | |
Common Stock | 96,080 | Indirect | Owned solely by wife |
Common Stock | 22,360 | Indirect | Custodian for daughters |
Common Stock | 200 | Indirect | Held in wife's IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $34.25 | 2025-04-15 | 10,000 | 10,000 | Direct | |
Common Stock | Stock Option | $4.21 | 2007-12-31 | 2017-12-31 | 712 | 712 | Direct |
Common Stock | Stock Option | $4.92 | 1,425 | 1,425 | Direct | ||
Common Stock | Stock Option | $5.33 | 2,851 | 2,851 | Direct | ||
Common Stock | Stock Option | $8.60 | 2018-01-09 | 2,376 | 2,376 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2025-04-15 | 10,000 | 10,000 | Direct |
2017-12-31 | 712 | 712 | Direct |
1,425 | 1,425 | Direct | |
2,851 | 2,851 | Direct | |
2018-01-09 | 2,376 | 2,376 | Direct |
Footnotes
- Includes 131.686 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Includes 7.623 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- Restricted Stock granted on January 16, 2015 will "cliff" vest 100% three years from award date.
- Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
- Includes 24.027 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- The option is exercisable in five equal annual installments. The first installment becomes exercisable on April 16, 2016.
- 40% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The last 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- 80% of the issued option is remaining. The first 20% of the remaining option became exercisable on December 31, 2006 and expires on December 31, 2016. The second 20% of the remaining option became exercisable on December 31, 2007 and expires on December 31, 2017. The third 20% of the remaining option became exercisable on December 31, 2008 and expires on December 31, 2018. The last 20% of the remaining option became exercisable on December 31, 2009 and expires on December 31, 2019.
- The option is exercisable in five equal annual installments. The first installment became exercisable on January 10, 2009.