Filing Details
- Accession Number:
- 0001209191-15-067793
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-25 16:09:16
- Reporting Period:
- 2015-08-21
- Filing Date:
- 2015-08-25
- Accepted Time:
- 2015-08-25 16:09:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326110 | Nantkwest Inc. | NK | Biological Products, (No Disgnostic Substances) (2836) | 431979754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189020 | Patrick Soon-Shiong | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Chairman And Ceo | Yes | Yes | Yes | No |
1629186 | Mp 13 Ventures, Llc | C/O Nantkwest, Inc. 2533 South Coast Highway 101, Suite 210 Cardiff-By-The-Sea CA 92007-2133 | No | No | Yes | No | |
1629222 | Cambridge Equities, Lp | C/O Nantkwest, Inc. 2533 South Coast Highway 101, Suite 210 Cardiff-By-The-Sea CA 92007-2133 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-21 | 450,000 | $23.00 | 41,016,557 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 600,000 | Direct |
Footnotes
- Shares held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the shares held by Cambridge Equities.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the RSUs will vest as follows: 50% of the RSUs vested on the July 27, 2015, and 50% of the RSUs will vest on July 27, 2016.