Filing Details

Accession Number:
0001209191-15-067793
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-25 16:09:16
Reporting Period:
2015-08-21
Filing Date:
2015-08-25
Accepted Time:
2015-08-25 16:09:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1326110 Nantkwest Inc. NK Biological Products, (No Disgnostic Substances) (2836) 431979754
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189020 Patrick Soon-Shiong C/O Nantkwest, Inc.
3530 John Hopkins Court
San Diego CA 92121
Chairman And Ceo Yes Yes Yes No
1629186 Mp 13 Ventures, Llc C/O Nantkwest, Inc.
2533 South Coast Highway 101, Suite 210
Cardiff-By-The-Sea CA 92007-2133
No No Yes No
1629222 Cambridge Equities, Lp C/O Nantkwest, Inc.
2533 South Coast Highway 101, Suite 210
Cardiff-By-The-Sea CA 92007-2133
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-21 450,000 $23.00 41,016,557 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 600,000 Direct
Footnotes
  1. Shares held by Cambridge Equities, LP ("Cambridge Equities"). MP 13 Ventures, LLC ("MP 13 Ventures") is the general partner of Cambridge Equities and may be deemed to have beneficial ownership of the shares held by Cambridge Equities. The reporting person is the sole member of MP 13 Ventures and has voting and dispositive power over the shares held by Cambridge Equities.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of NantKwest, Inc. common stock. Subject to the reporting person's continuing to be a Service Provider (as defined in the 2015 Equity Incentive Plan) through each applicable vesting date, the RSUs will vest as follows: 50% of the RSUs vested on the July 27, 2015, and 50% of the RSUs will vest on July 27, 2016.