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Home > Insider Trading > Filing (0001140361-15-033389)

Filing Details

Accession Number:: 0001140361-15-033389
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-08-25 15:47:20
Reporting Period:: 2015-08-24

Filing Date:: 2015-08-25
Accepted Time:: 2015-08-25 15:47:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1609065	Pathfinder Bancorp Inc.	PBHC	State Commercial Banks (6022)	161540137

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1214087	Edward Mervine	214 West First St Oswego NY 13126	Svp And General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-24	1,400	$10.60	9,224	No	4	P	Indirect	By IRA

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By IRA

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	60	Direct
Common Stock	3,337	Indirect	By ESOP
Common Stock	10,790	Indirect	By 401(k)

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options	$5.46	2012-06-23	2021-06-23	22,237	22,237	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2021-06-23	22,237	22,237	Direct

Footnotes

(1) Stock options vest as a rate of 20% per year commencing on June 23, 2012.