Filing Details
- Accession Number:
- 0001140361-15-033358
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-25 14:50:35
- Reporting Period:
- 2015-08-25
- Filing Date:
- 2015-08-25
- Accepted Time:
- 2015-08-25 14:50:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319931 | Davis Zhang | 4281 Technology Drive Fremont CA 94538 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-21 | 7,000 | $2.16 | 173,123 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-24 | 50,000 | $1.33 | 223,123 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2015-08-24 | 50,000 | $0.00 | 50,000 | $1.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 604,750 | 2006-09-02 | 2015-09-02 | No | 4 | M | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.14 to $2.17
Billionaire Hedge Funds
