Filing Details
- Accession Number:
- 0001209191-15-067710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-25 13:09:38
- Reporting Period:
- 2015-08-21
- Filing Date:
- 2015-08-25
- Accepted Time:
- 2015-08-25 13:09:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1621832 | Aqua Metals Inc. | AQMS | Secondary Smelting & Refining Of Nonferrous Metals (3341) | 471169572 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1649322 | Stephen Cotton | 501 23Rd Avenue Oakland CA 94606 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-21 | 2,500 | $4.95 | 102,621 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-24 | 2,500 | $4.73 | 105,121 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.85 to $5.00, inclusive. The reporting person undertakes to provide to Aqua Metals, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnotes (1) and (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.85, inclusive.