Filing Details
- Accession Number:
- 0000899243-15-003908
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-24 18:00:27
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2015-08-24
- Accepted Time:
- 2015-08-24 18:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1580345 | Triplepoint Venture Growth Bdc Corp. | TPVG | () | 463082016 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594986 | Sajal Srivastava | 2755 Sand Hill Road, Suite 150 Menlo Park CA 94025 | See Remarks | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-08-20 | 2,634 | $12.35 | 69,443 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-08-21 | 12,366 | $12.11 | 81,809 | No | 4 | P | Direct | |
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2015-08-24 | 5,000 | $11.62 | 86,809 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.25 to $12.35, inclusive. The reporting person undertakes to provide TriplePoint Venture Growth BDC Corp. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- Includes 1,097 shares acquired on December 16, 2014, 449 shares acquired on December 31, 2014, 1,058 shares acquired on April 16, 2015 and 1092 shares aquired on June 16, 2015, in each case, under the Company's dividend reinvestment plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.00 to $12.19, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.58 to $11.65, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.