Filing Details
- Accession Number:
- 0001209191-11-006732
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-03 14:17:27
- Reporting Period:
- 2011-02-02
- Filing Date:
- 2011-02-03
- Accepted Time:
- 2011-02-03 14:17:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
860730 | Hca Holdings Inc. | (NONE) | Services-General Medical & Surgical Hospitals, Nec (8062) | 273865930 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181963 | C Patricia Frist | 3100 West End Avenue Nashville TN 37203 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Acquisiton | 2011-02-02 | 675,000 | $104.22 | 1,071,638 | No | 4 | P | Indirect | Held indirectly through Hercules Holding II, LLC as trustee of trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held indirectly through Hercules Holding II, LLC as trustee of trusts |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 Per Share | 45,498 | Indirect | Held indirectly through Hercules Holding II, LLC |
Common Stock, Par Value $0.01 Per Share | 13,526 | Indirect | Held indirectly through Hercules Holding II, LLC by Thomas F. Frist, Jr. |
Common Stock, Par Value $0.01 Per Share | 319,877 | Indirect | Held indirectly through Hercules Holding II, LLC by the Patricia Frist 2010 GRAT No. 2 |
Common Stock, Par Value $0.01 Per Share | 17,804,125 | Indirect | Held indirectly through Hercules Holding II, LLC by Frisco, Inc. |
Footnotes
- Hercules Holding II, LLC ("Hercules") holds 91,845,692 shares of the common stock of HCA Holdings, Inc. Hercules has issued one unit per share of HCA Holdings, Inc. that it owns directly. Hercules is held by a private investor group, including affiliates of Bain Capital Investors, LLC, Kohlberg Kravis Roberts & Co. L.P. and Merrill Lynch Global Private Equity, and affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Patricia C. Frist ("PCF") directly owns 45,498 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. by virtue of her membership in Hercules. PCF may also be deemed to have indirect beneficial ownership in respect of 13,526 units of Hercules, through an indirect pecuniary interest in such units held by her husband, Thomas F. Frist, Jr., and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- PCF is the trustee of the Thomas F. Frist, Jr. 2010 Grantor Retained Annuity Trust No. 4 and PCF's husband is the trustee of the Patricia Champion Frist 2010 Grantor Retained Annuity Trust No. 2 and PCF may be deemed to be the beneficial owner of the 319,878 and 319,877 units of Hercules held by these trusts, respectively, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. In addition, PCF is the trustee of certain trusts for the benefit of her grandchildren and may be deemed to be the beneficial owner of the aggregate 751,760 units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.
- PCF may also be deemed to share voting and dispositive power with respect to 17,804,125 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc., by virtue of her position as a director and officer of Frisco, Inc. Frisco, Inc. has beneficial ownership of 17,804,125 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc.