Filing Details
- Accession Number:
- 0001140361-15-033219
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-24 16:02:54
- Reporting Period:
- 2015-08-21
- Filing Date:
- 2015-08-24
- Accepted Time:
- 2015-08-24 16:02:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1512138 | Great Basin Scientific Inc. | GBSN | Surgical & Medical Instruments & Apparatus (3841) | 830361454 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1620917 | David Spafford | C/O Great Basin Scientific, Inc. 2441 South 3850 West Salt Lake City UT 84120 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-21 | 6,665 | $1.47 | 363,665 | No | 4 | P | Indirect | By Spring Forth Investments, LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Spring Forth Investments, LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series E Convertible Preferred Stock | Acquisiton | 2015-08-21 | 585 | $0.00 | 2,340 | $0.00 |
| Common Stock | Series C Common Stock Warrants | Acquisiton | 2015-08-21 | 4,680 | $0.00 | 4,680 | $2.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,090 | 2015-08-25 | No | 4 | P | Indirect | |
| 170,680 | 2015-08-25 | 2020-02-25 | No | 4 | P | Indirect |
Footnotes
- Each share of Series E Convertible Preferred Stock is convertible into four shares of common stock and has no expiration date.
- The reported securities are included within 585 Units purchased by the reporting person for $16.99 per Unit. Each Unit consists of one share of Series E Convertible Preferred Stock, which is convertible into four shares of common stock, and eight Series C Warrants.
Billionaire Hedge Funds
