Home > Insider Trading > Filing (0001209191-15-067429)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559909	Harvest Capital Credit Corp	HCAP	()	000000000

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
831726	Jmp Securities Llc	600 Montgomery Street Suite 1100 San Francisco CA 94111	No	No	Yes	No
1302350	Jmp Group Llc	600 Montgomery Street Suite 1100 San Francisco CA 94111	No	No	Yes	No
1383803	Jmp Group Inc.	600 Montgomery Street Suite 1100 San Francisco CA 94111	No	No	Yes	No
1631416	Jmp Holding Llc	600 Montgomery Street Suite 1100 San Francisco CA 94111	No	No	Yes	No
1631823	Jmp Investment Holdings Llc	600 Montgomery Street Suite 1100 San Francisco CA 94111	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-08-19	300	$12.15	701,649	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-19	100	$12.13	701,749	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-20	1,782	$12.13	703,531	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2015-08-21	6,036	$11.99	709,567	No	4	P	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote
No	4	P	Indirect	See footnote

Footnotes

703,909 of these securities are owned directly by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities. 5,658 of these securities are owned by JMP Securities LLC pursuant to the Issuer's Dividend Reinvestment Plan. JMP Securities LLC is a wholly owned subsidiary of JMP Holding LLC, which is a wholly owned subsidiary of JMP Group Inc., which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC, JMP Group Inc. and JMP Holding LLC are the indirect beneficial owners of the reported securities.
The range of prices for the shares of Common Stock is from $12.04 to $12.15. The Reporting Persons undertake that they will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $11.92 to $12.15. The Reporting Persons undertake that they will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.