Filing Details
- Accession Number:
- 0001534424-15-000226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-21 17:47:44
- Reporting Period:
- 2015-07-28
- Filing Date:
- 2015-08-21
- Accepted Time:
- 2015-08-21 17:47:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788920 | Pro Dex Inc | PDEX | Surgical & Medical Instruments & Apparatus (3841) | 841261240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1478067 | John Nicholas Swenson | 3033 Excelsior Boulevard Suite 560 Minneapolis MN 55416 | Yes | No | No | No | |
| 1542769 | Ao Partners I, Lp | 3033 Excelsior Blvd Suite 560 Minneapolis MN 55416 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-07-28 | 1,350 | $2.30 | 7,322 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-07 | 100 | $2.30 | 7,422 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-10 | 494 | $2.30 | 7,916 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-12 | 700 | $2.30 | 8,616 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-17 | 1,455 | $2.30 | 10,071 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-20 | 50 | $2.30 | 10,121 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 200 | $2.24 | 10,321 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 1,176 | $2.26 | 11,497 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 294 | $2.27 | 11,791 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 150 | $2.28 | 11,941 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 1,550 | $2.29 | 13,491 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2015-08-21 | 850 | $2.30 | 14,341 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | L | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,037,984 | Indirect | By AO Partners, LP |
Footnotes
- The purchases reported on this Form 4 were made pursuant to a 10b5-1 stock purchase plan.
Billionaire Hedge Funds
