Filing Details

Accession Number:
0001209191-15-067393
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-21 17:31:21
Reporting Period:
2015-08-20
Filing Date:
2015-08-21
Accepted Time:
2015-08-21 17:31:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN Investment Advice (6282) 943250323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1206103 Joseph Grundfest 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-20 5,500 $34.89 210,000 No 4 S Indirect The Grundfest Living Trust U/T/A DD 8/25/97
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect The Grundfest Living Trust U/T/A DD 8/25/97
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,504 Direct
Footnotes
  1. The price reported in Col 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $34.76 to $34.94 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or the staff of the Securities and Exchange Commission, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.