Filing Details
- Accession Number:
- 0000899243-15-003751
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-21 15:39:06
- Reporting Period:
- 2015-08-21
- Filing Date:
- 2015-08-21
- Accepted Time:
- 2015-08-21 15:39:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
850261 | Sorrento Therapeutics Inc. | SRNE | Services-Commercial Physical & Biological Research (8731) | 330344842 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1638744 | K George Ng | C/O Sorrento Therapeutics, Inc. 9380 Judicial Drive San Diego CA 92121 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-21 | 500 | $13.49 | 500 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-21 | 333 | $13.55 | 833 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-21 | 55 | $13.34 | 888 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,901 | Indirect | Through Peng Ventures, LLC |