Filing Details
- Accession Number:
- 0001144204-15-051248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-21 12:55:55
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2015-08-21
- Accepted Time:
- 2015-08-21 12:55:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1507793 | Jeffrey Mark Ashenfelter | C/O Oxford Lane Capital Corp. 8 Sound Shore Drive, Suite 255 Greenwich CT 06830 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-20 | 2,500 | $12.52 | 15,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.44 to $12.60, inclusive. The reporting person undertakes to provide to Oxford Lane Capital Corp., any security holder of Oxford Lane Capital Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
