Filing Details
- Accession Number:
- 0001209191-15-067203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 19:33:04
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 19:33:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
887733 | Central Garden & Pet Co | CENT | Wholesale-Miscellaneous Nondurable Goods (5190) | 680275553 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1506621 | A. Lori Varlas | C/O Central Garden &Amp; Pet Company 1340 Treat Boulevard, Suite 600 Walnut Creek CA 94597 | Svp, Cfo And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-08-18 | 33,750 | $9.54 | 89,702 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-08-18 | 28,905 | $12.39 | 60,797 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2015-08-18 | 8,000 | $9.26 | 68,797 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-08-18 | 6,740 | $12.39 | 62,057 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-08-20 | 1,260 | $13.10 | 60,797 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2015-08-20 | 10,000 | $6.43 | 70,797 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-08-20 | 6,895 | $12.80 | 63,902 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-18 | 33,750 | $0.00 | 33,750 | $9.54 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-18 | 8,000 | $0.00 | 8,000 | $9.26 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-20 | 10,000 | $0.00 | 10,000 | $6.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
11,250 | 2018-03-26 | No | 4 | M | Direct | |
18,000 | 2017-04-13 | No | 4 | M | Direct | |
27,500 | 2019-03-31 | No | 4 | M | Direct |
Footnotes
- Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales price on the date of exercise.
- On March 26, 2012, the reporting person was granted an option to purchase 45,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 26, 2013.
- On April 13, 2011, the Issuer's Compensation Committee granted the reporting person an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in five equal annual installments beginning April 13, 2012. Twenty percent of the option also vests based on the satisfaction of certain annual performance targets for each of the fiscal years ending September 2011, 2012, 2013, 2014 and 2015.
- On August 12, 2013, the Reporting Person was granted an option to purchase 50,000 shares of Class A Common Stock of the Issuer. The option vests in four equal annual installments beginning March 31, 2014.