Filing Details
- Accession Number:
- 0001144204-15-051135
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 19:00:03
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 19:00:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1133869 | Capricor Therapeutics Inc. | CAPR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1593090 | Eduardo Marban | C/O Capricor Therapeutics, Inc. 8840 Wilshire Blvd., 2Nd Floor Beverly Hills CA 90211 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-18 | 5,000 | $4.31 | 3,169,154 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-19 | 4,200 | $4.42 | 3,173,354 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-18 | 5,000 | $4.31 | 264,357 | No | 4 | P | Indirect | By spouse. |
Common Stock | Acquisiton | 2015-08-19 | 4,200 | $4.42 | 268,557 | No | 4 | P | Indirect | By spouse. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By spouse. |
No | 4 | P | Indirect | By spouse. |
Footnotes
- Includes shares which the Reporting Person holds in joint tenancy with his spouse.
- The Reporting Person disclaims beneficial ownership of these securities, other than the 5,000 shares held in joint tenancy with his spouse, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- The Reporting Person disclaims beneficial ownership of these securities, other than the 9,200 shares held in joint tenancy with his spouse, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.