Filing Details
- Accession Number:
- 0001620533-15-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 18:57:56
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 18:57:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1463932 | Harris Daniel Meyer | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-08-18 | 598,928 | $0.00 | 598,928 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2015-08-18 | 598,928 | $57.75 | 0 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2015-08-18 | 598,928 | $0.00 | 1,270,136 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2015-08-18 | 379,618 | $0.00 | 379,618 | No | 4 | C | Indirect | By Corp. |
Class A Common Stock | Disposition | 2015-08-18 | 379,618 | $57.75 | 0 | No | 4 | S | Indirect | By Corp. |
Class B Common Stock | Disposition | 2015-08-18 | 379,618 | $0.00 | 2,690,263 | No | 4 | J | Indirect | By Corp. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | C | Indirect | By Corp. |
No | 4 | S | Indirect | By Corp. |
No | 4 | J | Indirect | By Corp. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 598,928 | $0.00 | 598,928 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 379,618 | $0.00 | 379,618 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,270,136 | No | 4 | C | Direct | ||
2,690,263 | No | 4 | C | Indirect |
Footnotes
- Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
- Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
- Represents shares held by Gramercy Tavern Corp. Daniel Meyer disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Daniel Meyer also holds 30,100 shares indirectly through the Daniel Meyer Investment Trust. Daniel Meyer disclaims beneficial ownership of all of the shares held by these entities except to the extent of his pecuniary interest therein.
- Represents shares held by Gramercy Tavern Corp. Daniel Meyer also holds 1,727,804 shares indirectly through Union Square Cafe Corp. and 95,238 shares indirectly through Union Square Hospitality Group LLC . An additional 590,921 shares are held by the Daniel H. Meyer 2012 Gift Trust U/A/D 12/31/12. Daniel Meyer disclaims beneficial ownership of all of the shares held by these entities except to the extent of his pecuniary interest therein.
- The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
- Represents LLC Interests held by Gramercy Tavern Corp. Daniel Meyer also holds 1,727,804 LLC Interests indirectly through Union Square Cafe Corp. and 95,238 LLC Interests indirectly through Union Square Hospitality Group, LLC. An additional 590,921 LLC Interests are held by the Daniel H. Meyer 2012 Gift Trust U/A/D 10/31/12. Daniel Meyer disclaims beneficial ownership of all of the LLC Interests held by these entities except to the extent of his pecuniary interest therein.