Filing Details
- Accession Number:
- 0001140361-15-033019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 18:32:33
- Reporting Period:
- 2015-08-20
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 18:32:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1051627 | Axt Inc | AXTI | Semiconductors & Related Devices (3674) | 943031310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1319931 | Davis Zhang | 4281 Technology Drive Fremont CA 94538 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-18 | 5,350 | $2.22 | 197,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-19 | 10,000 | $2.21 | 187,123 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-20 | 7,000 | $2.15 | 180,123 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.20 to $2.23
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.05 to $2.25
- The price in Column 4 is a weighted average price. The prices actually sold for the stock ranged from $2.14 to $2.17
Billionaire Hedge Funds
