Filing Details
- Accession Number:
- 0001620533-15-000091
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 18:30:40
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 18:30:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633771 | Trust Minor's Qualified Meyer Charles | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633824 | Trust Minor's Qualified Meyer Gretchen | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633827 | Trust Minor's Qualified Meyer Hallie | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633837 | R Jack Polsky | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633840 | Trust Minor's Qualified Weiss-Meyer Amy | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633842 | Trust Minor's Qualified Weiss-Meyer Isaac | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1634101 | Trust Minor's Qualified Meyer Peyton | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-08-18 | 4,578 | $0.00 | 4,878 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 4,578 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 4,578 | $0.00 | 29,376 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 1,144 | $0.00 | 1,444 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 1,144 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 1,144 | $0.00 | 7,344 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 2,289 | $0.00 | 2,589 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 2,289 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 2,289 | $0.00 | 14,688 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 4,578 | $0.00 | 4,878 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 4,578 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 4,578 | $0.00 | 29,376 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 2,289 | $0.00 | 2,589 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 2,289 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 2,289 | $0.00 | 14,688 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 4,578 | $0.00 | 4,878 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 4,578 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 4,578 | $0.00 | 29,376 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 4,578 | $0.00 | 4,878 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 4,578 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 4,578 | $0.00 | 29,376 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 4,578 | $0.00 | 4,878 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 4,578 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 4,578 | $0.00 | 29,376 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 3,433 | $0.00 | 3,733 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 3,433 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 3,433 | $0.00 | 22,032 | No | 4 | J | Indirect | BY TRUST |
Class A Common Stock | Acquisiton | 2015-08-18 | 11,445 | $0.00 | 11,745 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 11,445 | $57.75 | 300 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 11,445 | $0.00 | 73,439 | No | 4 | J | Indirect | BY TRUST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 4,578 | $0.00 | 4,578 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 1,144 | $0.00 | 1,144 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 2,289 | $0.00 | 2,289 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 4,578 | $0.00 | 4,578 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 2,289 | $0.00 | 2,289 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 4,578 | $0.00 | 4,578 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 4,578 | $0.00 | 4,578 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 4,578 | $0.00 | 4,578 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 3,433 | $0.00 | 3,433 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 11,445 | $0.00 | 11,445 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
29,376 | No | 4 | C | Indirect | ||
7,344 | No | 4 | C | Indirect | ||
14,688 | No | 4 | C | Indirect | ||
29,376 | No | 4 | C | Indirect | ||
14,688 | No | 4 | C | Indirect | ||
29,376 | No | 4 | C | Indirect | ||
29,376 | No | 4 | C | Indirect | ||
29,376 | No | 4 | C | Indirect | ||
22,032 | No | 4 | C | Indirect | ||
73,439 | No | 4 | C | Indirect |
Footnotes
- Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
- Held directly by the RHF - TM 1999 Descendants Trust, of which Jack Polsky (the "Reporting Person") is a trustee and Michael C. McQuinn is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Michael C. McQuinn and the RHF - TM 1999 Descendants Trust on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
- Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
- Held directly by the Jean Polsky Investment Trust dtd 3/21/97, of which the Reporting Person is a trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Jean Polsky Investment Trust dtd 3/21/97 and Jean Polsky on August 20, 2015. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Amy Weiss-Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Hallie Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Isaac Weiss-Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Gretchen Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Charles Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the Peyton Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- Held directly by the VHP - Special Trust for Jack dtd 12/31/12, of which the Reporting Person is a trustee and Jonathan Graber is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by the VHP - Special Trust for Jack dtd 12/31/12 and Jonathan Graber on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
- Held directly by the RHF - NM 1999 Descendants Trust, of which the Reporting Person is a trustee and Michael C. McQuinn is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Michael C. McQuinn and the RHF - NM 1999 Descendants Trust on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
- The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.