Filing Details

Accession Number:
0001620533-15-000091
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-20 18:30:40
Reporting Period:
2015-08-18
Filing Date:
2015-08-20
Accepted Time:
2015-08-20 18:30:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1620533 Shake Shack Inc. SHAK Retail-Eating & Drinking Places (5810) 471941186
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1633771 Trust Minor's Qualified Meyer Charles C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633824 Trust Minor's Qualified Meyer Gretchen C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633827 Trust Minor's Qualified Meyer Hallie C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633837 R Jack Polsky C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633840 Trust Minor's Qualified Weiss-Meyer Amy C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1633842 Trust Minor's Qualified Weiss-Meyer Isaac C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
1634101 Trust Minor's Qualified Meyer Peyton C/O Shake Shack Inc.
24 Union Square East, 5Th Floor
New York NY 10003
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-08-18 4,578 $0.00 4,878 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 4,578 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 4,578 $0.00 29,376 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 1,144 $0.00 1,444 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 1,144 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 1,144 $0.00 7,344 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 2,289 $0.00 2,589 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 2,289 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 2,289 $0.00 14,688 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 4,578 $0.00 4,878 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 4,578 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 4,578 $0.00 29,376 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 2,289 $0.00 2,589 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 2,289 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 2,289 $0.00 14,688 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 4,578 $0.00 4,878 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 4,578 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 4,578 $0.00 29,376 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 4,578 $0.00 4,878 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 4,578 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 4,578 $0.00 29,376 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 4,578 $0.00 4,878 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 4,578 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 4,578 $0.00 29,376 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 3,433 $0.00 3,733 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 3,433 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 3,433 $0.00 22,032 No 4 J Indirect BY TRUST
Class A Common Stock Acquisiton 2015-08-18 11,445 $0.00 11,745 No 4 C Indirect BY TRUST
Class A Common Stock Disposition 2015-08-18 11,445 $57.75 300 No 4 S Indirect BY TRUST
Class B Common Stock Disposition 2015-08-18 11,445 $0.00 73,439 No 4 J Indirect BY TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
No 4 C Indirect BY TRUST
No 4 S Indirect BY TRUST
No 4 J Indirect BY TRUST
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Common Membership Interests Disposition 2015-08-18 4,578 $0.00 4,578 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 1,144 $0.00 1,144 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 2,289 $0.00 2,289 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 4,578 $0.00 4,578 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 2,289 $0.00 2,289 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 4,578 $0.00 4,578 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 4,578 $0.00 4,578 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 4,578 $0.00 4,578 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 3,433 $0.00 3,433 $0.00
Class A Common Stock Common Membership Interests Disposition 2015-08-18 11,445 $0.00 11,445 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
29,376 No 4 C Indirect
7,344 No 4 C Indirect
14,688 No 4 C Indirect
29,376 No 4 C Indirect
14,688 No 4 C Indirect
29,376 No 4 C Indirect
29,376 No 4 C Indirect
29,376 No 4 C Indirect
22,032 No 4 C Indirect
73,439 No 4 C Indirect
Footnotes
  1. Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
  2. Held directly by the RHF - TM 1999 Descendants Trust, of which Jack Polsky (the "Reporting Person") is a trustee and Michael C. McQuinn is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Michael C. McQuinn and the RHF - TM 1999 Descendants Trust on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
  3. Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
  4. Held directly by the Jean Polsky Investment Trust dtd 3/21/97, of which the Reporting Person is a trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Jean Polsky Investment Trust dtd 3/21/97 and Jean Polsky on August 20, 2015. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  5. Held directly by the Amy Weiss-Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  6. Held directly by the Hallie Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  7. Held directly by the Isaac Weiss-Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  8. Held directly by the Gretchen Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  9. Held directly by the Charles Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  10. Held directly by the Peyton Meyer Qualified Minor's Trust, of which the Reporting Person is trustee. The Reporting Person disclaims beneficial ownership of the shares and LLC interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
  11. Held directly by the VHP - Special Trust for Jack dtd 12/31/12, of which the Reporting Person is a trustee and Jonathan Graber is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by the VHP - Special Trust for Jack dtd 12/31/12 and Jonathan Graber on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
  12. Held directly by the RHF - NM 1999 Descendants Trust, of which the Reporting Person is a trustee and Michael C. McQuinn is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Michael C. McQuinn and the RHF - NM 1999 Descendants Trust on August 20, 2015. The Reporting Person disclaims beneficial ownership of such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
  13. The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.