Home > Insider Trading > Filing (0001620533-15-000072)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1620533	Shake Shack Inc.	SHAK	Retail-Eating & Drinking Places (5810)	471941186

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1634017	Trust Descendants 1999 Tm - Rhf	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1634102	C Michael Mcquinn	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No
1634105	Trust Descendants 1999 Nm - Rhf	C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-08-18	4,578	$0.00	4,878	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2015-08-18	4,578	$57.75	300	No	4	S	Indirect	By Trust
Class B Common Stock	Disposition	2015-08-18	4,578	$0.00	29,376	No	4	J	Indirect	By Trust
Class A Common Stock	Acquisiton	2015-08-18	11,445	$0.00	11,745	No	4	C	Indirect	By Trust
Class A Common Stock	Disposition	2015-08-18	11,445	$57.75	300	No	4	S	Indirect	By Trust
Class B Common Stock	Disposition	2015-08-18	11,445	$0.00	73,439	No	4	J	Indirect	By Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	J	Indirect	By Trust
No	4	C	Indirect	By Trust
No	4	S	Indirect	By Trust
No	4	J	Indirect	By Trust

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Common Membership Interests	Disposition	2015-08-18	4,578	$0.00	4,578	$0.00
Class A Common Stock	Common Membership Interests	Disposition	2015-08-18	11,445	$0.00	11,445	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,376			No	4	C	Indirect
73,439			No	4	C	Indirect

Footnotes

Shares obtained upon redemption of commom membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
Held directly by the RHF-TM 1999 Descendants Trust, of which Michael C. McQuinn is a trustee and Jack R. Polsky is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Jack R. Polsky on August 20, 2015. Michael C. McQuinn disclaims beneficial ownership over such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
Held directly by the RHF-NM 1999 Descendants Trust, of which Michael C. McQuinn is a trustee and Jack R. Polsky is a co-trustee. The shares and LLC Interests reported herein are also reported on a Form 4 filed by Jack R. Polsky on August 20, 2015. Michael C. McQuinn disclaims beneficial ownership over such shares and LLC Interests, as applicable, except to the extent of his pecuniary interest therein.
The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.