Filing Details
- Accession Number:
- 0001620533-15-000059
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 18:16:16
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 18:16:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1620533 | Shake Shack Inc. | SHAK | Retail-Eating & Drinking Places (5810) | 471941186 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1633801 | Trust Family 2012 Coraine D. Richard | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633802 | D Richard Coraine | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No | |
1633918 | Toni Haida | C/O Shake Shack Inc. 24 Union Square East, 5Th Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-08-18 | 33,474 | $0.00 | 38,474 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2015-08-18 | 33,474 | $57.75 | 5,000 | No | 4 | S | Direct | |
Class B Common Stock | Disposition | 2015-08-18 | 33,474 | $0.00 | 218,924 | No | 4 | J | Direct | |
Class A Common Stock | Acquisiton | 2015-08-18 | 56,302 | $0.00 | 56,302 | No | 4 | C | Indirect | BY TRUST |
Class A Common Stock | Disposition | 2015-08-18 | 56,302 | $57.75 | 0 | No | 4 | S | Indirect | BY TRUST |
Class B Common Stock | Disposition | 2015-08-18 | 56,302 | $0.00 | 368,223 | No | 4 | J | Indirect | BY TRUST |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | J | Direct | |
No | 4 | C | Indirect | BY TRUST |
No | 4 | S | Indirect | BY TRUST |
No | 4 | J | Indirect | BY TRUST |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 33,474 | $0.00 | 33,474 | $0.00 |
Class A Common Stock | Common Membership Interests | Disposition | 2015-08-18 | 56,302 | $0.00 | 56,302 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
218,924 | No | 4 | C | Direct | ||
368,223 | No | 4 | C | Indirect |
Footnotes
- Shares obtained upon redemption of common membership interests in SSE Holdings, LLC (the "LLC Interests") for an equal number of shares of the Issuer's Class A Common Stock.
- Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Common Stock.
- Held directly by the Richard D. Coraine 2012 Family Trust (the "Trust"), of which Richard D. Coraine's spouse, Toni Haida, is a trustee and beneficiary. Each of Richard D. Coraine and Toni Haida disclaims beneficial ownership of the shares and LLC Interests, as applicable, reported herein, except to the extent of his pecuniary interest therein.
- The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.