Filing Details
- Accession Number:
- 0001179110-15-012428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 17:23:15
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 17:23:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302215 | Houlihan Lokey Inc. | HLI | Investment Advice (6282) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468811 | Bennet Bunt De Van | C/O Houlihan Lokey, Inc. 10250 Constellation Blvd., 5Th Floor Los Angeles CA 90067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-08-18 | 4,762 | $0.00 | 4,762 | No | 4 | A | Direct | |
| Class A Common Stock | Acquisiton | 2015-08-18 | 15,000 | $21.00 | 19,762 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Represents shares of restricted stock that vest in full on the first anniversary of the grant date, subject to continued service as an eligible director through such vesting date.
- Represents a purchase from the underwriters in the Issuer's initial public offering.
Billionaire Hedge Funds
