Filing Details
- Accession Number:
- 0001209191-15-067137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 17:20:46
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 17:20:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1463101 | Enphase Energy Inc. | ENPH | Semiconductors & Related Devices (3674) | 204645388 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1544025 | B Paul Nahi | C/O Enphase Energy, Inc. 1420 N. Mcdowell Blvd. Petaluma CA 94954 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-08-18 | 10,272 | $5.36 | 632,160 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-08-18 | 1,713 | $5.36 | 630,447 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-19 | 20,000 | $0.27 | 650,447 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-08-20 | 80,000 | $0.27 | 730,447 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-19 | 20,000 | $0.00 | 20,000 | $0.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-08-20 | 80,000 | $0.00 | 80,000 | $0.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 690,558 | 2019-07-15 | No | 4 | M | Direct | |
| 610,558 | 2019-07-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 55,066 | Indirect | Held in Trust |
Footnotes
- Represents the shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on March 10, 2014.
- Represents the shares sold to cover the tax liability associated with the vesting of a portion of the restricted stock units (RSUs) reported on May 6, 2013.
- The shares are held in trust for Mr. Nahi's children. Mr. Nahi disclaims beneficial ownership of the shares.
- The option was granted on July 16, 2009 and vested incrementally over a four-year period.
Billionaire Hedge Funds
