Filing Details
- Accession Number:
- 0001179110-15-012413
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-08-20 17:09:16
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-20
- Accepted Time:
- 2015-08-20 17:09:16
- Original Submission Date:
- 2015-08-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1547546 | Five Oaks Investment Corp. | OAKS | Real Estate Investment Trusts (6798) | 454966519 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1185292 | A William Houlihan | C/O Five Oaks Investment Corp. 540 Madison Avenue, 19Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-17 | 15,000 | $6.67 | 29,500 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.60 to $6.70, inclusive. The reporting person undertakes to provide to Five Oaks Investment Corp., any security holder of Five Oaks Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Billionaire Hedge Funds
