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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1302215	Houlihan Lokey Inc.	HLI	Investment Advice (6282)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1070304	Orix Corp	World Trade Center Bldg. 2-4-1 Hamamatsu-Cho, Minato-Ku Tokyo M0 105 6135		No	No	Yes	No
1650299	Orix Hlhz Holding Llc	1717 Main Street, Suite 900 Dallas TX 75201		No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-08-18	9,595,289	$0.00	9,595,289	No	4	C	Direct
Class A Common Stock	Disposition	2015-08-18	9,595,289	$19.58	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Acquisiton	2015-08-18	31,205,620	$0.00	31,205,620	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2015-08-18	9,595,289	$0.00	9,595,289	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
31,205,620			No	4	J	Direct
21,610,331			No	4	C	Direct

Footnotes

Owned directly by ORIX HLHZ Holding LLC. Also owned indirectly, through subsidiaries, by ORIX Corporation.
Convertible into Class A Common Stock on one-for-one basis, upon transfer or final conversion dates as described in Issuer's registration statement on Form S-1 (file no. 333-205610) relating to its initial public offering.
Issued in exchange for securities in predecessor entities owned by the reporting persons in connection with a corporate reorganization that became effective on the closing date of the issuer's initial public offering.