Filing Details
- Accession Number:
- 0001120295-15-000087
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 19:53:15
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 19:53:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1422227 | Raymond Graaf De | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | Sr. Vice President, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-17 | 1,563 | $5.00 | 25,012 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 15,625 | $8.88 | 40,637 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 15,625 | $8.88 | 56,262 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 18,281 | $12.74 | 74,543 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 13,124 | $12.74 | 87,667 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 7,500 | $15.47 | 95,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 25,000 | $9.13 | 120,167 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 2,500 | $11.38 | 122,667 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-17 | 99,218 | $15.69 | 23,449 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 1,563 | $0.00 | 1,563 | $5.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 15,625 | $0.00 | 15,625 | $8.88 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 15,625 | $0.00 | 15,625 | $8.88 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 18,281 | $0.00 | 18,281 | $12.74 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 13,124 | $0.00 | 13,124 | $12.74 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 7,500 | $0.00 | 7,500 | $15.47 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 25,000 | $0.00 | 25,000 | $9.13 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-17 | 2,500 | $0.00 | 2,500 | $11.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-19 | No | 4 | M | Direct | |
0 | 2017-03-12 | No | 4 | M | Direct | |
0 | 2017-03-12 | No | 4 | M | Direct | |
4,219 | 2019-02-02 | No | 4 | M | Direct | |
1,876 | 2019-02-02 | No | 4 | M | Direct | |
4,500 | 2019-12-12 | No | 4 | M | Direct | |
55,000 | 2021-10-02 | No | 4 | M | Direct | |
37,500 | 2022-02-27 | No | 4 | M | Direct |
Footnotes
- Includes 775 shares acquired under the Ixia Employee Stock Purchase Plan on 4/30/2015.
- This transaction was executed in multiple trades at prices ranging from $15.635 to $15.7325. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- Option to purchase 25,000 shares vested and became exercisable in 16 equal quarterly installments commencing on June 30, 2009 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
- Option to purchase 50,000 shares vested and became exercisable in 16 equal quarterly installments commencing on June 30, 2010 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
- Option to purchase 50,000 shares vested and became exercisable cumulatively as to 25,000 shares on March 16, 2012 and as to the remaining 25,000 shares in 8 equal quarterly installments commencing on June 30, 2012 and one additional installment vesting on the last day of each of the 7 calendar quarters thereafter.
- Option to purchase 22,500 shares vests and becomes exercisable in 16 equal quarterly installments commencing on June 30, 2012 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
- Option to purchase 15,000 shares vests and becomes exercisable cumulatively as to 7,500 shares on March 1, 2014 and as to the remaining 7,500 shares in 8 equal quarterly installments commencing on March 31, 2014 and one additional installment vesting on the last day of each of the 7 calendar quarters thereafter.
- Option to purchase 12,000 shares vests and becomes exercisable in 16 equal quarterly installments commencing on March 31, 2013 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
- Option to purchase 80,000 shares vests and becomes exercisable cumulatively as to 10,000 shares on October 2, 2014 and as to the remaining 70,000 shares in 14 equal quarterly installments commencing on December 31, 2014 and one additional installment vesting on the last day of each of the 13 calendar quarters thereafter.
- Option to purchase 40,000 shares vests and becomes exercisable in 16 equal quarterly installments commencing on June 30, 2015 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.