Filing Details

Accession Number:
0001120295-15-000087
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-19 19:53:15
Reporting Period:
2015-08-17
Filing Date:
2015-08-19
Accepted Time:
2015-08-19 19:53:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120295 Ixia XXIA Instruments For Meas & Testing Of Electricity & Elec Signals (3825) 954635982
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422227 Raymond Graaf De C/O Ixia
26601 West Agoura Road
Calabasas CA 91302
Sr. Vice President, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-17 1,563 $5.00 25,012 No 4 M Direct
Common Stock Acquisiton 2015-08-17 15,625 $8.88 40,637 No 4 M Direct
Common Stock Acquisiton 2015-08-17 15,625 $8.88 56,262 No 4 M Direct
Common Stock Acquisiton 2015-08-17 18,281 $12.74 74,543 No 4 M Direct
Common Stock Acquisiton 2015-08-17 13,124 $12.74 87,667 No 4 M Direct
Common Stock Acquisiton 2015-08-17 7,500 $15.47 95,167 No 4 M Direct
Common Stock Acquisiton 2015-08-17 25,000 $9.13 120,167 No 4 M Direct
Common Stock Acquisiton 2015-08-17 2,500 $11.38 122,667 No 4 M Direct
Common Stock Disposition 2015-08-17 99,218 $15.69 23,449 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 1,563 $0.00 1,563 $5.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 15,625 $0.00 15,625 $8.88
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 15,625 $0.00 15,625 $8.88
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 18,281 $0.00 18,281 $12.74
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 13,124 $0.00 13,124 $12.74
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 7,500 $0.00 7,500 $15.47
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 25,000 $0.00 25,000 $9.13
Common Stock Employee Stock Option (Right to Buy) Disposition 2015-08-17 2,500 $0.00 2,500 $11.38
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-02-19 No 4 M Direct
0 2017-03-12 No 4 M Direct
0 2017-03-12 No 4 M Direct
4,219 2019-02-02 No 4 M Direct
1,876 2019-02-02 No 4 M Direct
4,500 2019-12-12 No 4 M Direct
55,000 2021-10-02 No 4 M Direct
37,500 2022-02-27 No 4 M Direct
Footnotes
  1. Includes 775 shares acquired under the Ixia Employee Stock Purchase Plan on 4/30/2015.
  2. This transaction was executed in multiple trades at prices ranging from $15.635 to $15.7325. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
  3. Option to purchase 25,000 shares vested and became exercisable in 16 equal quarterly installments commencing on June 30, 2009 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
  4. Option to purchase 50,000 shares vested and became exercisable in 16 equal quarterly installments commencing on June 30, 2010 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
  5. Option to purchase 50,000 shares vested and became exercisable cumulatively as to 25,000 shares on March 16, 2012 and as to the remaining 25,000 shares in 8 equal quarterly installments commencing on June 30, 2012 and one additional installment vesting on the last day of each of the 7 calendar quarters thereafter.
  6. Option to purchase 22,500 shares vests and becomes exercisable in 16 equal quarterly installments commencing on June 30, 2012 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
  7. Option to purchase 15,000 shares vests and becomes exercisable cumulatively as to 7,500 shares on March 1, 2014 and as to the remaining 7,500 shares in 8 equal quarterly installments commencing on March 31, 2014 and one additional installment vesting on the last day of each of the 7 calendar quarters thereafter.
  8. Option to purchase 12,000 shares vests and becomes exercisable in 16 equal quarterly installments commencing on March 31, 2013 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.
  9. Option to purchase 80,000 shares vests and becomes exercisable cumulatively as to 10,000 shares on October 2, 2014 and as to the remaining 70,000 shares in 14 equal quarterly installments commencing on December 31, 2014 and one additional installment vesting on the last day of each of the 13 calendar quarters thereafter.
  10. Option to purchase 40,000 shares vests and becomes exercisable in 16 equal quarterly installments commencing on June 30, 2015 and one additional installment vesting on the last day of each of the 15 calendar quarters thereafter.