Filing Details
- Accession Number:
- 0001261380-15-000053
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 18:22:23
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 18:22:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1006045 | Iridex Corp | IRIX | Electromedical & Electrotherapeutic Apparatus (3845) | 770210467 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422484 | H James Mackaness | 1212 Terra Bella Avenue Mountain View CA 94043 | Cfo And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-17 | 1,779 | $4.31 | 45,796 | No | 4 | M | Direct | |
| Coommon Stock | Disposition | 2015-08-17 | 2,235 | $7.05 | 44,017 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-18 | 1,986 | $4.31 | 46,517 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-18 | 2,500 | $7.10 | 44,531 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-08-18 | 100 | $4.31 | 44,658 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-18 | 127 | $7.15 | 44,558 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2015-08-17 | 2,235 | $0.00 | 2,235 | $4.31 |
| Common Stock | Stock Option Right to Buy | Disposition | 2015-08-18 | 2,627 | $0.00 | 2,627 | $4.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2017-04-29 | No | 4 | M | Direct | |
| 6,373 | 2017-04-29 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 is a sell to cover transaction.
- This option was granted pursuant to IRIDEX Corporation's 2008 Equity Incentive Plan and is exempt to Rule 16b-3.
- Shares subject to the option are fully vested and exercisable.
Billionaire Hedge Funds
