Filing Details
- Accession Number:
- 0001127602-15-025433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 18:18:06
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 18:18:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1483625 | Harlan Scott Maw | 2401 Utah Ave. South Suite 800 Seattle WA 98134 | Evp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-17 | 2,982 | $57.74 | 36,002 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 23,440 | $19.21 | 59,442 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-17 | 23,440 | $56.91 | 36,002 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-08-17 | 23,440 | $0.00 | 23,440 | $19.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-08-15 | 2021-08-15 | No | 4 | M | Direct |
Footnotes
- Shares withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units; not an open market transaction.
- On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $56.85 to $57.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option, representing the right to buy a total of 46,884 shares, became exercisable in two increments of 11,722 shares each on August 15, 2012 and August 15, 2013 and two increments of 11,720 shares each on August 15, 2014 and August 15, 2015. In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above.