Filing Details
- Accession Number:
- 0001229384-15-000056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 18:16:00
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 18:16:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 922864 | Apartment Investment & Management Co | AIV | Real Estate Investment Trusts (6798) | 841259577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1229388 | Miles Cortez | 4582 S. Ulster Street Suite 1100 Denver CO 80237 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-08-17 | 4,102 | $28.33 | 118,480 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-08-17 | 4,102 | $40.06 | 114,378 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2015-08-17 | 4,102 | $0.00 | 4,102 | $28.33 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,000 | 2018-01-29 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 83 | Indirect | Held in an IRA belonging to the reporting person's wife |
| Class A Common Stock | 58,984 | Indirect | Held by reporting person's wife |
Footnotes
- Includes 924 shares previously held in an IRA and reported as indirectly owned.
- This is a weighted average price. The prices for which the shares were actually sold ranged from $40.05 to $40.07. The reporting person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range.
- The option vested 25% on each anniversary of the grant date of January 29, 2008.
- Option Award approved by Compensation and Human Resources Committee; price column not applicable.
Billionaire Hedge Funds
