Filing Details
- Accession Number:
- 0000082811-15-000107
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 17:32:42
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 17:32:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82811 | Regal Beloit Corp | RBC | Motors & Generators (3621) | 390875718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1490604 | John Avampato | 200 State Street Beloit WI 53511 | Vp & Chief Information Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-17 | 726 | $47.25 | 10,017 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-17 | 726 | $73.00 | 9,291 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non Qualified Stock Option | Disposition | 2015-08-17 | 726 | $0.00 | 726 | $47.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,274 | 2008-04-26 | 2016-04-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 796 | Indirect | Retirement Savings Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $44.12 | 2009-05-01 | 2017-05-01 | 2,500 | 2,500 | Direct |
Common Stock | Stock Appreciation Rights | $42.28 | 2010-05-02 | 2018-05-02 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $42.65 | 2011-05-08 | 2019-05-08 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $61.36 | 2012-05-05 | 2020-05-05 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $72.29 | 2013-05-04 | 2021-05-04 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $63.56 | 2014-05-03 | 2022-05-03 | 6,500 | 6,500 | Direct |
Common Stock | Stock Appreciation Rights | $64.99 | 2015-05-02 | 2023-05-02 | 3,875 | 3,875 | Direct |
Common Stock | Stock Appreciation Rights | $75.76 | 2016-05-07 | 2024-05-07 | 3,600 | 3,600 | Direct |
Common Stock | Stock Appreciation Rights | $78.15 | 2017-05-12 | 2025-05-12 | 4,500 | 4,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-05-01 | 2,500 | 2,500 | Direct |
2018-05-02 | 6,000 | 6,000 | Direct |
2019-05-08 | 6,000 | 6,000 | Direct |
2020-05-05 | 6,000 | 6,000 | Direct |
2021-05-04 | 6,000 | 6,000 | Direct |
2022-05-03 | 6,500 | 6,500 | Direct |
2023-05-02 | 3,875 | 3,875 | Direct |
2024-05-07 | 3,600 | 3,600 | Direct |
2025-05-12 | 4,500 | 4,500 | Direct |
Footnotes
- Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
- Granted as non qualified stock options. The options vest and become exerciseable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary, and 100% on the fifth anniversary of the grant.
- Granted as stock-settled Stock Appreciation Rigths (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exerciseable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.