Filing Details
- Accession Number:
- 0001127602-15-025416
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 16:45:37
- Reporting Period:
- 2015-08-18
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 16:45:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550667 | Ryan Marshall | 3350 Peachtree Road Northeast Suite 150 Atlanta GA 30326 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-08-18 | 13,500 | $10.93 | 121,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-08-18 | 13,500 | $22.00 | 107,588 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-08-18 | 13,500 | $0.00 | 13,500 | $10.93 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-06 | 2017-12-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 1,080 | Indirect | By 401(k) Plan |
Footnotes
- Pursuant to a plan intended to comply with Rule 10b5-1(c).
- Represents units of the PulteGroup, Inc. Stock Fund (the "Fund") of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represent 2,336.855 shares of PulteGroup, Inc. Common Stock held in the Fund as of 8/18/2015.
- fully vested and exercisable.
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