Filing Details
- Accession Number:
- 0001209191-15-066907
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 16:37:32
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 16:37:32
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1294133 | Inogen Inc | INGN | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1596086 | Byron Myers | 326 Bollay Drive Goleta CA 93117 | Vice President, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-17 | 2,000 | $2.40 | 48,332 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 5,000 | $2.40 | 53,332 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 5,000 | $0.60 | 58,332 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 10,000 | $2.40 | 68,332 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-17 | 3,300 | $50.15 | 65,032 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 1,700 | $51.14 | 63,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 6,400 | $50.14 | 56,932 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 3,400 | $51.00 | 53,532 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 200 | $51.72 | 53,332 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 11,900 | $50.20 | 41,432 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-08-17 | 5,100 | $51.11 | 36,332 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-08-17 | 5,000 | $0.00 | 5,000 | $0.60 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-08-17 | 17,000 | $0.00 | 17,000 | $2.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2019-02-10 | No | 4 | M | Direct | |
15,798 | 2018-03-27 | No | 4 | M | Direct |
Footnotes
- Due to a scrivener's error, the form 4 filed on March 16, 2015 incorrectly stated the securities beneficially owned as 43,332 when in fact the amount beneficially owned by reporting person was 46,332.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 15, 2015.
- Represents the weighted average share price of an aggregate total of 3,300 shares sold in the price range of $49.74 to $50.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 1,700 shares sold in the price range of $50.77 to $51.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 6,400 shares sold in the price range of $49.66 to $50.64 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 3,400 shares sold in the price range of $50.67 to $51.53 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 11,900 shares sold in the price range of $49.72 to $50.70 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 5,100 shares sold in the price range of $50.7650 to $51.72 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is February 10, 2009. This option is fully vested as of February 10, 2013.
- Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is January 1, 2008. This option is fully vested as of January 1, 2012.