Filing Details
- Accession Number:
- 0000899243-15-003571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-19 16:05:29
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-19
- Accepted Time:
- 2015-08-19 16:05:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1616862 | Axalta Coating Systems Ltd. | AXTA | Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851) | 981073028 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1475444 | Tc Group Cayman Investment Holdings, L.p. | C/O Intertrust Corporate Services, 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1527166 | L.p. Group Carlyle | 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548624 | L.l.c. Management Group Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548629 | L.l.c. Gp Ii Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548630 | L.p. Ii Holdings Carlyle | C/O The Carlyle Group, 1001 Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1548636 | L.p. Sub Holdings Investment Cayman Group Tc | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No | |
1624768 | Cep Iii Participations, S.a.r.l. Sicar | 2, Avenue Charles De Gaulle Luxembourg N4 L -1653 | No | No | Yes | No | |
1624769 | Carlyle Europe Partners Iii, L.p. | C/O The Carlyle Group Pennsylvania Ave. Nw, Suite 220 South Washington DC 20004-2505 | No | No | Yes | No | |
1624770 | Cep Iii Managing Gp, L.p. | C/O The Carlyle Group 50 Lothian Rd., Festival Square Edinburgh X0 EH3 9WJ | No | No | Yes | No | |
1624771 | Cep Iii Managing Gp Holdings, Ltd. | C/O Intertrust Corporate Services 190 Elgin Avenue George Town, Grand Cayman E9 KY1-9005 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Disposition | 2015-08-17 | 34,500,000 | $28.86 | 69,811,996 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- Following the reported transactions, includes: 14,855,707 shares held by Carlyle Partners V SA1 Cayman, L.P. ("CPV SA1"), 13,393,550 shares held by Carlyle Partners V SA2 Cayman, L.P. ("CPV SA2"), 13,745,430 shares held by Carlyle Partners V SA3 Cayman, L.P. ("CPV SA3"), 861,169 shares held by Carlyle Partners V-A Cayman, L.P. ("CPV-A"), 1,631,615 shares held by CP V Coinvestment A Cayman, L.P. ("CPV Coinvest A"), 195,881 shares held by CP V Coinvestment B Cayman, L.P. ("CPV Coinvest B"), 8,877,625 shares held by Carlyle Coatings Partners, L.P. ("CCP" and, together with CPV SA1, CPV SA2, CPV SA3, CPV-A, CPV Coinvest A and CPV Coinvest B, the "Carlyle Cayman Shareholders") and 16,251,019 shares held by CEP III Participations, S.a r.l. SICAR ("CEP III" and, together with the Carlyle Cayman Shareholders, the "Carlyle Shareholders").
- Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole member of CP V General Partner, L.L.C. and the sole shareholder of CEP III Managing GP Holdings, Ltd. CP V General Partner, L.L.C. is the general partner of TC Group V Cayman, L.P., which is the general partner of each of the Carlyle Cayman Shareholders. CEP III Managing GP Holdings, Ltd. is the general partner of CEP III Managing GP, L.P., which is the general partner of Carlyle Europe Partners III, L.P., which is the sole shareholder of CEP III.