Filing Details

Accession Number:
0001209191-15-066727
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-18 19:59:11
Reporting Period:
2015-08-14
Filing Date:
2015-08-18
Accepted Time:
2015-08-18 19:59:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1367920 Concert Pharmaceuticals Inc. CNCE Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1190474 E Wilfred Jaeger C/O Three Arch Partners
19 South B Street, Suite 14
San Mateo CA 94401
Yes No No No
1256738 Three Arch Management Iii Llc C/O Three Arch Partners
19 South B Street, Suite 14
San Mateo CA 94401
Yes No No No
1365429 Three Arch Management Iv, L.l.c. C/O Three Arch Partners
19 South B Street, Suite 14
San Mateo CA 94401
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-08-14 61,684 $16.32 388,538 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-14 3,316 $16.32 20,890 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-14 63,596 $16.32 400,581 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-14 1,404 $16.32 8,845 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-18 298,929 $15.70 89,609 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-18 16,071 $15.70 4,819 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-18 308,195 $15.70 92,386 No 4 S Indirect See Footnote
Common Stock Disposition 2015-08-18 6,805 $15.70 2,040 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The range of prices for the transaction reported on this line was $16.20 to $16.93. The average weighted price was $16.32. The reporting person will provide, upon request by the SEC, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. These shares are owned directly by Three Arch Partners III, L.P. ("TAP III"). Three Arch Management III, L.L.C. ("TAM III") is the general partner of TAP III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAP III. Such persons and entities disclaim beneficial ownership of the shares held by TAP III except to the extent of any pecuniary interest therein.
  3. These shares are owned directly by Three Arch Associates III, L.P. ("TAA III"). TAM III is the general partner of TAA III, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM III, may be deemed to share voting and dispositive power over the shares held by TAA III. Such persons and entities disclaim beneficial ownership of the shares held by TAA III except to the extent of any pecuniary interest therein.
  4. These shares are owned directly by Three Arch Partners IV, L.P. ("TAP IV"). Three Arch Management IV, L.L.C. ("TAM IV") is the general partner of TAP IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAP IV. Such persons and entities disclaim beneficial ownership of the shares held by TAP IV except to the extent of any pecuniary interest therein.
  5. These shares are owned directly by Three Arch Associates IV, L.P. ("TAA IV"). TAM IV is the general partner of TAA IV, and Wilfred Jaeger and Mark Wan, the Managing Members of TAM IV, may be deemed to share voting and dispositive power over the shares held by TAA IV. Such persons and entities disclaim beneficial ownership of the shares held by TAA IV except to the extent of any pecuniary interest therein.