Filing Details
- Accession Number:
- 0001209191-11-006595
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 21:40:44
- Reporting Period:
- 2011-01-31
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 21:40:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1032761 | Keynote Systems Inc | KEYN | Services-Business Services, Nec (7389) | 943226488 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1434732 | Martin Loehlein | 777 Mariners Island Blvd. Suite 300 San Mateo CA 94404 | Managing Director Keynote Sigo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-01-31 | 1,513 | $7.79 | 6,583 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2011-02-01 | 1,500 | $17.53 | 5,083 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-01-31 | 70,000 | $10.76 | 75,083 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-01-31 | 70,000 | $17.53 | 5,083 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-01-31 | 30,000 | $0.00 | 30,000 | $11.00 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-01-31 | 15,000 | $0.00 | 15,000 | $10.31 |
| Common Stock | Employee Stock Option (Right to Purchase) | Disposition | 2011-01-31 | 25,000 | $0.00 | 25,000 | $10.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-10-04 | 2016-04-04 | No | 4 | M | Direct |
| 0 | 2010-07-01 | 2016-07-01 | No | 4 | M | Direct |
| 0 | 2011-01-08 | 2017-01-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,070 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Purchase) | $11.61 | 2012-04-28 | 2018-04-28 | 12,500 | 12,500 | Direct |
| Common Stock | Restricted Stock Units | $0.00 | 15,000 | 15,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-04-28 | 12,500 | 12,500 | Direct |
| 15,000 | 15,000 | Direct |
Footnotes
- Shares were purchased through a qualified ESPP.
- Options were exercised on 01/31/2011 for 70,000 shares.
- Employee stock Option exercised on 01/31/2011 at an exercise price of $17.53
- Option vested as to 25,000 shares on 10/4/2008. 1/30 of the remaining 15,000 shares will vest each month after 10/4/2008.
- Employee stock options exercise on 01/31/2011 at an exercise price of $17.53
- Option will vest 100% on 04/28/2012.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units will fully vest on 10/01/2013.
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