Filing Details
- Accession Number:
- 0000899243-15-003337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-18 09:00:27
- Reporting Period:
- 2015-08-14
- Filing Date:
- 2015-08-18
- Accepted Time:
- 2015-08-18 09:00:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Unwired Planet Inc. | UPIP | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429074 | Mast Capital Management, Llc | 200 Clarendon Street 51St Floor Boston MA 02116 | No | No | Yes | No | |
1429076 | J. David Steinberg | 200 Clarendon Street 51St Floor Boston MA 02116 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2015-08-14 | 1,404,237 | $1.00 | 4,511,389 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2015-08-14 | 3,411,849 | $1.00 | 10,951,109 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2015-08-14 | 1,351,329 | $1.00 | 4,338,000 | No | 4 | P | Indirect | See Footnote |
Common Stock, $0.001 Par Value | Acquisiton | 2015-08-14 | 401,365 | $1.00 | 1,268,282 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that MAST Capital Management, LLC ("MAST Capital") or David J. Steinberg, the principal of MAST Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 Par Value (the "Common Stock"), of Unwired Planet, Inc. (the "Issuer") purchased by certain private investment funds advised by MAST Capital (collectively, the "MAST Accounts"). Pursuant to Rule 16a-1, both MAST Capital and Mr. Steinberg disclaim such beneficial ownership except to the extent of such person's pecuniary interest.
- Mast Credit Opportunities I Master Fund Limited, for which MAST Capital is the investment manager, holds 4,511,389 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
- Mast OC I Master Fund LP, for which MAST Capital is the investment manager, holds 10,951,109 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
- Mast Select Opportunities Master Fund LP, for which MAST Capital is the investment manager, holds 4,338,000 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.
- Mast Admiral Master Fund LP, for which MAST Capital is the investment manager, holds 1,268,282 shares of Common Stock of the Issuer. David J. Steinberg reports the Common Stock held indirectly by MAST Capital because, as the principal of MAST Capital at the time of purchase, he controlled the disposition and voting of the securities. MAST Capital has the right to an asset-based fee relating the above fund.