Filing Details
- Accession Number:
- 0001209191-15-066417
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-17 20:07:02
- Reporting Period:
- 2015-08-17
- Filing Date:
- 2015-08-17
- Accepted Time:
- 2015-08-17 20:07:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
917273 | Rambus Inc | RMBS | Semiconductors & Related Devices (3674) | 943112828 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1570465 | Jae Kim | 1050 Enterprise Way, Suite 700 Sunnyvale CA 94089 | Svp & Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-17 | 3,207 | $7.31 | 25,221 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 3,738 | $5.46 | 28,959 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 2,242 | $5.46 | 31,201 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 5,800 | $5.63 | 37,001 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 2,641 | $5.63 | 39,642 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-08-17 | 3,836 | $8.76 | 43,478 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-17 | 22,982 | $13.50 | 20,496 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 3,207 | $0.00 | 5,981 | $7.31 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 3,738 | $0.00 | 14,789 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 2,242 | $0.00 | 8,875 | $5.46 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 5,800 | $0.00 | 6,945 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 2,641 | $0.00 | 3,163 | $5.63 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-08-17 | 3,836 | $0.00 | 35,299 | $8.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,981 | 2022-02-01 | No | 4 | M | Direct | |
14,789 | 2023-02-01 | No | 4 | M | Direct | |
8,875 | 2023-02-01 | No | 4 | M | Direct | |
6,945 | 2020-08-02 | No | 4 | M | Direct | |
3,163 | 2021-02-01 | No | 4 | M | Direct | |
35,299 | 2024-02-03 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 are pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2015.
- The sale price reported in Column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $13.24 to $13.80. Upon request by the Commission Staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Ten percent of the shares subject to the option vested on August 1, 2012 and the remaining shares vested monthly thereafter until fully vested on February 1, 2016.
- Ten percent of the shares subject to the option vested on August 1, 2013 and the remaining shares vested monthly thereafter until fully vested on February 1, 2017.
- One-third of the shares subject to the option vested on June 22, 2013 and the remaining shares vested monthly thereafter until fully vested on June 22, 2015.
- Ten percent of the shares subject to the option vested on August 3, 2014 and the remaining shares vested monthly thereafter until fully vested on February 3, 2018.