Filing Details

Accession Number:
0001112679-11-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-02 20:41:36
Reporting Period:
2011-01-31
Filing Date:
2011-02-02
Accepted Time:
2011-02-02 20:41:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-01-31 1,937 $0.00 32,250 No 4 G Direct
Common Stock Acquisiton 2011-02-02 1,250 $15.73 33,500 No 4 M Direct
Common Stock Disposition 2011-02-02 1,250 $62.70 32,250 No 4 S Direct
Common Stock Acquisiton 2011-02-02 8,333 $13.53 40,583 No 4 M Direct
Common Stock Disposition 2011-02-02 8,333 $62.70 32,250 No 4 S Direct
Common Stock Acquisiton 2011-02-02 1,250 $30.00 33,500 No 4 M Direct
Common Stock Disposition 2011-02-02 1,250 $62.70 32,250 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-02 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-02 8,333 $0.00 8,333 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-02-02 1,250 $0.00 20,000 $30.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,250 2016-03-01 No 4 M Direct
33,337 2013-06-01 No 4 M Direct
38,750 2016-09-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,012 Indirect Budge Family Trust
Footnotes
  1. Reflects 1,937 shares purchased on 1/31/11 pursuant to the company's Employee Stock Purchase Plan (ESPP), which were held directly by Mr. Budge. These shares were transfered into the Budge Family Trust for estate planning purposes, resulting in a change of beneficial ownership from direct to indirect.
  2. Mr. Budge and his wife are co-trustees of the Budge Family Trust.
  3. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
  4. Shares sold on the open market are reported as an average sell price per share of $62.70; breakdown of shares sold and per share sale prices are as follows: 1,700 at $62.24; 1,133 at $62.42; 2,800 at $62.71; 1,116 at $62.74; 300 at $62.83; 100 at $62.89; 1,300 at $62.92; 1,300 at $62.93 and 1,084 at $63.04.
  5. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  7. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.