Filing Details
- Accession Number:
- 0001112679-11-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 20:41:36
- Reporting Period:
- 2011-01-31
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 20:41:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1338176 | James Budge | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-01-31 | 1,937 | $0.00 | 32,250 | No | 4 | G | Direct | |
Common Stock | Acquisiton | 2011-02-02 | 1,250 | $15.73 | 33,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-02 | 1,250 | $62.70 | 32,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-02 | 8,333 | $13.53 | 40,583 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-02 | 8,333 | $62.70 | 32,250 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-02-02 | 1,250 | $30.00 | 33,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-02-02 | 1,250 | $62.70 | 32,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-02 | 1,250 | $0.00 | 1,250 | $15.73 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-02 | 8,333 | $0.00 | 8,333 | $13.53 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-02-02 | 1,250 | $0.00 | 20,000 | $30.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
31,250 | 2016-03-01 | No | 4 | M | Direct | |
33,337 | 2013-06-01 | No | 4 | M | Direct | |
38,750 | 2016-09-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,012 | Indirect | Budge Family Trust |
Footnotes
- Reflects 1,937 shares purchased on 1/31/11 pursuant to the company's Employee Stock Purchase Plan (ESPP), which were held directly by Mr. Budge. These shares were transfered into the Budge Family Trust for estate planning purposes, resulting in a change of beneficial ownership from direct to indirect.
- Mr. Budge and his wife are co-trustees of the Budge Family Trust.
- Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
- Shares sold on the open market are reported as an average sell price per share of $62.70; breakdown of shares sold and per share sale prices are as follows: 1,700 at $62.24; 1,133 at $62.42; 2,800 at $62.71; 1,116 at $62.74; 300 at $62.83; 100 at $62.89; 1,300 at $62.92; 1,300 at $62.93 and 1,084 at $63.04.
- Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.