Filing Details
- Accession Number:
- 0000899243-15-003252
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-17 16:54:54
- Reporting Period:
- 2015-08-13
- Filing Date:
- 2015-08-17
- Accepted Time:
- 2015-08-17 16:54:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31235 | Eastman Kodak Co | KODK | Photographic Equipment & Supplies (3861) | 160417150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1577160 | Sicav-Sif Sca Fund Master Montenvers Bluemountain | 280 Park Avenue, 12Th Floor New York NY 10017 | No | No | Yes | No | |
1651024 | Bluemountain Montenvers Holdings, Llc | 280 Park Avenue, 12Th Floor New York NY 10017 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-13 | 494,083 | $14.71 | 677,792 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-13 | 494,083 | $14.71 | 677,792 | No | 4 | P | Indirect | Notes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Notes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 125% Warrants | Acquisiton | 2015-08-13 | 33,628 | $3.61 | 33,628 | $14.93 |
Common Stock | 135% Warrants | Acquisiton | 2015-08-13 | 33,628 | $2.88 | 33,628 | $16.12 |
Common Stock | 125% Warrants | Acquisiton | 2015-08-13 | 33,628 | $3.61 | 33,628 | $14.93 |
Common Stock | 135% Warrants | Acquisiton | 2015-08-13 | 33,628 | $2.88 | 33,628 | $16.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,932 | 2013-09-03 | 2018-09-03 | No | 4 | P | Direct |
39,932 | 2013-09-03 | 2018-09-03 | No | 4 | P | Direct |
39,932 | 2013-09-03 | 2018-09-03 | No | 4 | P | Indirect |
39,932 | 2013-09-03 | 2018-09-03 | No | 4 | P | Indirect |
Footnotes
- The filing of this Form 4 shall not be construed as an admission that BlueMountain Montenvers Holdings, LLC ("BMMH") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMMH disclaims such beneficial ownership, except to the extent of its pecuniary interest.
- BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMMF"), and in that capacity directs the voting and disposition of securities held by BMMMF and receives an asset-based fee with respect to BMMMF's investment activities. BMMH holds shares in BMMMF pursuant to which it receives a performance based allocation.
- On August 13, 2015, BMMMF acquired 494,083 shares of Common Stock, 33,628 125% Warrants and 33,628 135% Warrants from BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"), a private fund for which BMCM also acts as investment manager.
- The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.