Filing Details

Accession Number:
0000899243-15-003252
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-17 16:54:54
Reporting Period:
2015-08-13
Filing Date:
2015-08-17
Accepted Time:
2015-08-17 16:54:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co KODK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1577160 Sicav-Sif Sca Fund Master Montenvers Bluemountain 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
1651024 Bluemountain Montenvers Holdings, Llc 280 Park Avenue, 12Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-13 494,083 $14.71 677,792 No 4 P Direct
Common Stock Acquisiton 2015-08-13 494,083 $14.71 677,792 No 4 P Indirect Notes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Notes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 125% Warrants Acquisiton 2015-08-13 33,628 $3.61 33,628 $14.93
Common Stock 135% Warrants Acquisiton 2015-08-13 33,628 $2.88 33,628 $16.12
Common Stock 125% Warrants Acquisiton 2015-08-13 33,628 $3.61 33,628 $14.93
Common Stock 135% Warrants Acquisiton 2015-08-13 33,628 $2.88 33,628 $16.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
39,932 2013-09-03 2018-09-03 No 4 P Direct
39,932 2013-09-03 2018-09-03 No 4 P Direct
39,932 2013-09-03 2018-09-03 No 4 P Indirect
39,932 2013-09-03 2018-09-03 No 4 P Indirect
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that BlueMountain Montenvers Holdings, LLC ("BMMH") is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of (i) the shares of Common Stock, par value $0.01 per share (the "Common Stock"), of Eastman Kodak Company (the "Issuer"), (ii) any warrants to purchase shares of Common Stock at an exercise price of $14.93 (the "125% Warrants") or (iii) any warrants to purchase shares of Common Stock at an exercise price of $16.12 (the "135% Warrants"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, BMMH disclaims such beneficial ownership, except to the extent of its pecuniary interest.
  2. BlueMountain Capital Management, LLC ("BMCM") is the investment manager of BlueMountain Montenvers Master Fund SCA SICAV-SIF ("BMMMF"), and in that capacity directs the voting and disposition of securities held by BMMMF and receives an asset-based fee with respect to BMMMF's investment activities. BMMH holds shares in BMMMF pursuant to which it receives a performance based allocation.
  3. On August 13, 2015, BMMMF acquired 494,083 shares of Common Stock, 33,628 125% Warrants and 33,628 135% Warrants from BlueMountain Long/Short Credit Master Fund L.P. ("BMLSC"), a private fund for which BMCM also acts as investment manager.
  4. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16(a)-3(j) under the Exchange Act.