Filing Details
- Accession Number:
- 0001140361-15-032509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-17 16:50:21
- Reporting Period:
- 2015-08-14
- Filing Date:
- 2015-08-17
- Accepted Time:
- 2015-08-17 16:50:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1114673 | M Dennis Weibling | 1334 York Avenue New York NY 10021 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-14 | 20,000 | $38.10 | 45,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Deferred Stock Units | Acquisiton | 2015-08-15 | 495 | $0.00 | 495 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,128 | No | 4 | A | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $37.95 and $38.24, inclusive. If requested, the reporting person will supply the SEC, the Issuer or a security holder of the Issuer full details regarding the number of shares sold at each separate price.
- One for One
- The deferred stock units were accrued under the Sotheby's 1998 Stock Compensation Plan for Non-Employee Directors (as amended and restated, the "Plan") as a result of a partial or full deferral election with respect to stock compensation paid under the Plan. These units will be settled 100% in Sotheby's Common Stock (except that fractional shares, if any, will be settled in cash) after the reporting person's termination of service on the Sotheby's Board.
- Not Applicable