Filing Details
- Accession Number:
- 0001209191-11-006566
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-02 20:23:33
- Reporting Period:
- 2010-01-31
- Filing Date:
- 2011-02-02
- Accepted Time:
- 2011-02-02 20:23:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1364742 | Blackrock Inc. | BLK | Security Brokers, Dealers & Flotation Companies (6211) | 320174431 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376962 | W Robert Fairbairn | Blackrock, Inc. 55 East 52Nd Street New York NY 10055 | Senior Managing Director | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2010-01-31 | 2,400 | $213.82 | 83,139 | No | 4 | F | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2011-01-31 | 6,806 | $194.28 | 76,333 | No | 4 | F | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2011-02-02 | 8,736 | $198.97 | 67,597 | No | 4 | S | Direct | |
Shares Of Common Stock (Par Value $0.01 Per Share) | Disposition | 2011-02-02 | 1,400 | $199.88 | 66,197 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- Represents the withholding by BlackRock of Common Stock to satisfy tax obligation on the vesting of the reporting person's Restricted Stock Units and shares of Restricted Stock granted under the Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan.
- Includes (i) 2,536 Restricted Stock Units vesting on 1/31/12, (ii) 3,886 shares of Restricted Stock vesting in equal installments on 1/31/12 and 1/31/13, (iii) 34,394 Restricted Stock Units vesting on 9/29/11, (iv) 4,001 shares of Restricted Stock vesting on 1/31/12, (v) 8,282 shares of Restricted Stock vesting in installments on 1/31/12, 1/31/13 and 1/31/14 and (vi) 13,098 shares of Restricted Stock vesting on 1/31/14. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
- This transaction was executed in multiple trades at prices ranging from $198.5680 to $199.5254. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.