Filing Details
- Accession Number:
- 0001140361-15-032450
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-17 13:17:30
- Reporting Period:
- 2015-08-13
- Filing Date:
- 2015-08-17
- Accepted Time:
- 2015-08-17 13:17:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1341318 | Lake Shore Bancorp Inc. | LSBK | Savings Institution, Federally Chartered (6035) | 204729288 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357411 | P Daniel Reininga | C/O 31 East Fourth Street Dunkirk NY 14048 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-13 | 1,287 | $13.22 | 34,514 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 17,000 | Indirect | By Trust |
Common Stock | 6,000 | Indirect | By GH Graf Realty Corp. |
Common Stock | 2,600 | Indirect | By Children |
Common Stock | 900 | Indirect | By Spouse |
Common Stock | 2,042 | Indirect | ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $11.50 | 2016-11-14 | 12,646 | 12,646 | Direct | |
Common Stock | Stock Options | $7.88 | 2020-01-26 | 17,773 | 17,773 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-11-14 | 12,646 | 12,646 | Direct |
2020-01-26 | 17,773 | 17,773 | Direct |
Footnotes
- Includes shares of restricted stock vest at a rate of 20% per year commencing on August 12, 2015.
- These shares were acquired pursuant to an Employee Stock Ownership Plan allocation.
- Options are fully vested.