Filing Details

Accession Number:
0000899243-15-003153
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-08-14 16:40:02
Reporting Period:
2015-08-12
Filing Date:
2015-08-14
Accepted Time:
2015-08-14 16:40:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
862692 Cryo Cell International Inc CCEL Services-Misc Health & Allied Services, Nec (8090) 223023093
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315416 David Portnoy 700 Brooker Creek Blvd., Suite 1800
Oldsmar FL 34677
Co-Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-08-12 5,600 $3.04 192,118 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 151,224 Indirect By Corporation
Common Stock 49,150 Indirect By 401K
Common Stock 9,122 Indirect As Cust for Daughter
Common Stock 9,974 Indirect As Cust for Son
Common Stock 78,864 Indirect By Spouse
Common Stock 78,176 Indirect By LLC
Common Stock 199,080 Indirect By IRA
Common Stock 55,219 Indirect By Corporation 2
Common Stock 17,000 Indirect By Father-in-law
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $1.72 2011-12-01 2021-12-01 200,000 200,000 Direct
Common Stock Stock Option $2.90 2011-08-31 2021-08-31 100,000 300,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-01 200,000 200,000 Direct
2021-08-31 100,000 300,000 Direct
Footnotes
  1. Shares of Common Stock held by Partner Community, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary and as managing member of Mayim Management, LLC, which may exercise investment and voting discretion over such shares of Common Stock in accordance with the Investment Advisory Agreement.
  2. Shares of Common Stock held by Mayim Investments Limited Partnership, as to which David I. Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
  3. Shares of Common Stock held by uTIPu, Inc, as to which David I. Portnoy may be deemed the beneficial owner as Chairman of the Board and Secretary.
  4. The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.81 to $3.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote 4 to this Form 4.