Filing Details
- Accession Number:
- 0001104659-15-059664
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-13 19:25:15
- Reporting Period:
- 2015-08-13
- Filing Date:
- 2015-08-13
- Accepted Time:
- 2015-08-13 19:25:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337619 | Envestnet Inc. | ENV | Services-Business Services, Nec (7389) | 201409613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527569 | Charles Roame | 35 East Wacker Drive Suite 2400 Chicago IL 60601 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-13 | 415 | $35.45 | 415 | No | 4 | P | Direct | |
Common Stock | Disposition | 2015-08-13 | 415 | $0.00 | 4,884 | No | 4 | G | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | G | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Director Stock Option (Right to Buy) | $12.45 | 2013-02-28 | 2022-02-28 | 2,334 | 2,334 | Indirect |
Common Stock | Director Stock Option (Right to Buy) | $15.34 | 2014-02-28 | 2023-02-28 | 8,116 | 8,116 | Indirect |
Common Stock | Director Stock Option (Right to Buy) | $41.84 | 2015-02-28 | 2024-02-28 | 3,506 | 3,506 | Indirect |
Common Stock | Director Stock Option (Right to Buy) | $55.29 | 2016-02-28 | 2025-02-28 | 2,913 | 2,913 | Indirect |
Common Stock | Restricted Stock Award | $0.00 | 2015-10-29 | 283 | 283 | Direct | |
Common Stock | Restricted Stock Award | $0.00 | 2016-07-30 | 327 | 164 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-02-28 | 2,334 | 2,334 | Indirect |
2023-02-28 | 8,116 | 8,116 | Indirect |
2024-02-28 | 3,506 | 3,506 | Indirect |
2025-02-28 | 2,913 | 2,913 | Indirect |
2015-10-29 | 283 | 283 | Direct |
2016-07-30 | 327 | 164 | Direct |
Footnotes
- Represents shares held by a trust in which Mr. Roame is the trustee.
- Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column.
- Each restricted stock award is the economic equivalent of one share of Envestnet, Inc. Common Stock.
- The reporting person was granted 567 restricted stock units on October 29, 2013, of which 1/2 of the shares subject to the restricted stock units of the grant vested on October 29, 2014. The common stock into which such vested restricted stock units converted on October 29, 2014 is reported in Table I on a Form 4 filied on October 31, 2014. The remaining unvested restricted stock units will continue to vest as to 1/2 of the original number of shares subject to the restricted stock awards on October 29, 2015.
- The reporting person was granted 327 restricted stock units on July 30, 2014, of which 1/2 of the shares subject to the restricted stock units of the grant vested on July 30, 2015. The common stock into which such vested restricted stock units converted on July 30, 2015 is reported in Table I on this Form 4. The remaining unvested restricted stock units will continue to vest as to 1/2 of the original number of shares subject to the restricted stock awards on July 30, 2016.