Filing Details
- Accession Number:
- 0000066756-15-000089
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-13 15:03:28
- Reporting Period:
- 2015-08-12
- Filing Date:
- 2015-08-13
- Accepted Time:
- 2015-08-13 15:03:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
66756 | Allete Inc | ALE | Electric & Other Services Combined (4931) | 410418150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1304728 | J David Mcmillan | 30 West Superior Street Duluth MN 55802 | Svp - External Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-12 | 4,365 | $44.15 | 19,508 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-08-12 | 4,365 | $50.74 | 15,143 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2015-08-12 | 4,365 | $0.00 | 4,365 | $44.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,620 | Indirect | By RSOP Trust |
Footnotes
- Includes shares acquired in exempt transactions under ALLETE's employee stock purchase plan, the dividend reinvestment feature of ALLETE's stock purchase and dividend reinvestment plan, and the dividend equivalent feature of restricted stock grants pursuant to ALLETE's executive long-term incentive compensation plan, all based on plan information available as of July 31, 2015
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.70-$50.76, inclusive. The reporting person undertakes to provide to ALLETE, any security holder of ALLETE, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range provided above.
- Includes shares acquired in exempt transactions under ALLETE's retirement savings and stock ownership plan (RSOP) and is based on RSOP plan information available as of July 31, 2015.
- Option vested in three equal installments; one-third vested on February 1, 2007, one-third on February 1, 2008 and one -third on February 1, 2009.