Filing Details
- Accession Number:
- 0001144204-15-048866
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-13 13:28:12
- Reporting Period:
- 2015-08-12
- Filing Date:
- 2015-08-13
- Accepted Time:
- 2015-08-13 13:28:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1372807 | Kcap Financial Inc. | KCAP | () | 205348000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194836 | Michael C Jacobi | 358 Tranquility Road Middlebury CT 06762 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-08-12 | 300 | $4.82 | 40,300 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-12 | 2,460 | $4.81 | 42,760 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-08-12 | 2,700 | $4.83 | 45,460 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |