Filing Details
- Accession Number:
- 0001247524-15-000232
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-08-13 11:26:41
- Reporting Period:
- 2015-08-11
- Filing Date:
- 2015-08-13
- Accepted Time:
- 2015-08-13 11:26:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411574 | Surgical Care Affiliates Inc. | SCAI | Services-Specialty Outpatient Facilities, Nec (8093) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317425 | T Joseph Clark | C/O Surgical Care Affiliates, Inc., 520 Lake Cook Road, Suite 250 Deerfield IL 60015 | Chief Development Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-08-11 | 40,000 | $38.61 | 45,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | $13.94 | 2022-03-06 | 6,098 | 6,098 | Direct | |
Common Stock | Options to Purchase Common Stock | $11.48 | 2022-03-06 | 18,292 | 18,292 | Direct | |
Common Stock | Options to Purchase Common Stock | $12.41 | 2023-05-06 | 53,658 | 53,658 | Direct | |
Common Stock | Options to Purchase Common Stock | $29.02 | 2024-09-17 | 30,152 | 30,152 | Direct | |
Common Stock | Options to Purchase Common Stock | $38.35 | 2025-06-04 | 22,692 | 22,692 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-03-06 | 6,098 | 6,098 | Direct |
2022-03-06 | 18,292 | 18,292 | Direct |
2023-05-06 | 53,658 | 53,658 | Direct |
2024-09-17 | 30,152 | 30,152 | Direct |
2025-06-04 | 22,692 | 22,692 | Direct |
Footnotes
- Includes 39,347 shares of Common Stock underlying Restricted Stock Units ("RSUs") of the issuer. All of the RSUs are subject to time-based vesting and vest in equal annual installments over a period of four years from their respective grant dates and are settled on each applicable vesting date.
- All of the options are time-based options and, as of March 6, 2013, became fully vested.
- All of the options are time-based options which are scheduled to vest in equal installments on March 6, 2014, March 6, 2015 and March 6, 2016.
- All of the options are time-based options which are scheduled to vest in equal installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
- All of the options are time-based options which are scheduled to vest in equal installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
- All of the options are time-based options which are scheduled to vest in equal installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.